MiFID & Consumer Duty Specialist - Contract

Overview

We are supporting a financial services organisation seeking an experiencedMiFID & Consumer Duty specialistto support the enhancement of its regulatory programme. This is a hands-on contract role focused on strengtheningframeworks, policies, and controlsacross MiFID and Consumer Duty.

The successful consultant will work closely with Compliance and key stakeholders to uplift documentation, governance, and control effectiveness in line with regulatory expectations.

Key Responsibilities

• Support theenhancement of the MiFID and Consumer Duty programme
• Review, update, and draftpolicies, frameworks, and written programmes
• Assist with thedesign and refinement of regulatory controls
• Provide subject matter expertise acrossMiFID and Consumer Duty requirements
• Support governance, oversight, and regulatory alignment activities
• Collaborate with internal teams to embed improvements into BAU processes
• Produce clear, regulator-ready documentation where required

Requirements

Required Experience

• 6+ years’ experiencewithin Financial Services
• Strong, demonstrable expertise in:
• MiFID
• Consumer Duty
• Background in Compliance Advisory, Regulatory Change, Risk, or Consulting
• Proven experience enhancing or implementing regulatory programmes
• Comfortable operating in ahands-on delivery role
• Ability to engage confidently with senior stakeholders

Desirable Experience

• Previous contract or consulting experience
• Exposure to FCA reviews, regulatory remediation, or internal audit findings
• Experience designing or testing regulatory controls
• Broad financial services exposure (banking, wealth, payments, or investment firms)